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Automated Compliance Management

Enables organizations to streamline compliance processes with 100% regulatory adherence, minimize risks, and enhance operational efficiency.

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Overview

Compliance Management Solution

Our Compliance Management solution helps organizations maintain adherence to regulatory requirements, internal policies, and industry standards. By automating compliance tracking and reporting, it reduces manual effort, mitigates risks, and ensures readiness for audits. It fosters a culture of accountability and transparency, driving better governance across the organization.

  • Centralized compliance framework
  • Automated compliance monitoring
  • Reduced regulatory and financial risks
  • Improved audit readiness
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Featured Clients

Featured Capabilities

01

Regulatory Requirement Management

The Regulatory Requirement module helps organizations map regulations to internal processes and controls. It simplifies the identification of applicable laws and ensures seamless alignment with operational policies.

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02

Compliance Risk Assessment

This module allows organizations to identify and evaluate risks associated with non-compliance. It enables quantitative or qualitative assessments and provides mitigation strategies to minimize risks effectively.

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03

Control Monitoring and Testing

The Control Monitoring module automates the tracking and testing of controls to ensure they remain effective. It provides real-time updates and generates insights for better compliance management.

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04

Incident and Violation Tracking

This module records compliance incidents and violations, categorizing them for analysis and remediation. It helps organizations address gaps and implement corrective actions to prevent recurrence.

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05

Compliance Reporting and Audit Readiness

The reporting module automates the generation of compliance reports for internal and external stakeholders. It ensures organizations are prepared for audits, providing a comprehensive overview of compliance status and gaps.

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Client Case Study

A Leading Islamic Bank Achieves Escrow Automation

Manual processes were not only inefficient, but were leading to huge fines imposed by RERA due to manual errors in reporting.

Hear what our great customers say

Our clients' words of praise and appreciation inspire us to continue providing the best possible solutions and help us to build a stronger relationship with our clients.

“Very Professional Approach”

I really appreciate the Ascent team’s ability to understand the problem and provide a solution. They are highly responsive.

Prateek Sinha

Vice President, Head of BCM

Mashreq Bank

“Impressed with Team's expertise”

We are thoroughly impressed with the domain knowledge and technical expertise displayed by the Ascent team.

Suresh Kuppusamy

Senior Risk Officer

Aafaq Islamic Finance, PSC

“Really supportive throughout the process”

Thanks for helping us with achieving another milestone. You've always gone above & beyond to deliver the requirements.

Suresh Sivasankaran

AGM, Crisis Resilience & Standards

HCL Technologies

“Fantastic work by the team”

Thank you all. Fantastic work. Much appreciated

Bakkianathan Muthuswami

Senior Manager – Business Resilience

AstraZeneca

Hear what our great customers say

Our clients' words of praise and appreciation inspire us to continue providing the best possible solutions and help us to build a stronger relationship with our clients.

“Very Professional Approach”

I really appreciate the Ascent team’s ability to understand the problem and provide a solution. They are highly responsive.

Prateek Sinha

Vice President, Head of BCM

Mashreq Bank

“Impressed with Team's expertise”

We are thoroughly impressed with the domain knowledge and technical expertise displayed by the Ascent team.

Suresh Kuppusamy

Senior Risk Officer

Aafaq Islamic Finance, PSC

“Really supportive throughout the process”

Thanks for helping us with achieving another milestone. You've always gone above & beyond to deliver the requirements.

Suresh Sivasankaran

AGM, Crisis Resilience & Standards

HCL Technologies

“Fantastic work by the team”

Thank you all. Fantastic work. Much appreciated

Bakkianathan Muthuswami

Senior Manager – Business Resilience

AstraZeneca

Featured Product

Escrow & Trust Account
Management Software Suite

Ascent's AutoEscrow© software is an all-in-one solution for automating Escrow and Trust Account management for banks and NBFC’s. With predefined modules for RERA, CBUAE Insurance Escrow, Mollak, and configurability for bespoke requirements, it streamlines processes and reduces errors.

It includes features like automated account setup, payment processing, regulatory reports, account reconciliation, and more.

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